-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HqWX7quKCfpjDN56IAZCMpGnMpLlUfXPQgwmNlp73Pc+hTq0TYEXwfy7uxVlMo4K M9GQNBwfVMv4h8IclQin/w== 0000950134-98-006064.txt : 19980723 0000950134-98-006064.hdr.sgml : 19980723 ACCESSION NUMBER: 0000950134-98-006064 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980721 SROS: NONE GROUP MEMBERS: FRANCIS E. ODONNELL JR GROUP MEMBERS: REGENT COURT TECHNOLOGIES A PARTNERSHIP GROUP MEMBERS: WILLIAMS JONNIE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EYE TECHNOLOGY INC CENTRAL INDEX KEY: 0000776008 STANDARD INDUSTRIAL CLASSIFICATION: OPHTHALMIC GOODS [3851] IRS NUMBER: 521402131 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-38497 FILM NUMBER: 98669321 BUSINESS ADDRESS: STREET 1: 16 SOUTH MARKET STREET CITY: PETERSBURG STATE: VA ZIP: 23803 BUSINESS PHONE: 8048610681 MAIL ADDRESS: STREET 1: 16 SOUTH MARKET STREET CITY: PETERSBURG STATE: VA ZIP: 23803 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WILLIAMS JONNIE CENTRAL INDEX KEY: 0001056017 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: C/O EYE TECHNOLOGY INC STREET 2: 16 S MARKET ST CITY: PETERSBURG STATE: VA ZIP: 23803 BUSINESS PHONE: 8048610681 MAIL ADDRESS: STREET 1: C/O EYE TECHNOLOGY INC STREET 2: 16 S MARKET ST CITY: PETERSBURG STATE: VA ZIP: 23803 SC 13D/A 1 AMENDMENT NO. 3 TO SCHEDULE 13D 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ---------------- SCHEDULE 13D (RULE 13d-101) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 3)(1) Eye Technology, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $.01 par value - -------------------------------------------------------------------------------- (Title of Class of Securities) 301907 30 9 - -------------------------------------------------------------------------------- (CUSIP Number) David P. Sheets Eye Technology, Inc., 16 South Market Street, Petersburg, Virginia 23803 (804) 861-0681 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) July 10, 1998 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Note. Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. (Continued on following pages) _______________________________ (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Page 1 of 7 Pages) 2 CUSIP NO. 301907 30 9 13D PAGE 2 OF 7 PAGES - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S.# OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Regent Court Technologies, A Partnership - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Missouri - ------------------------------------------------------------------------------- NUMBER OF SHARES 7 SOLE VOTING POWER BENEFICIALLY --------------------------------------------------- OWNED BY EACH 8 SHARED VOTING POWER 34,210,400 REPORTING PERSON --------------------------------------------------- WITH 9 SOLE DISPOSITIVE POWER --------------------------------------------------- 10 SHARED DISPOSITIVE POWER 34,210,400 - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 34,210,400 - ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [X] - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 61.9% - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* PN - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! 3 CUSIP NO. 301907 30 9 13D PAGE 3 OF 7 PAGES - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Jonnie R. Williams - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [X] - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - ------------------------------------------------------------------------------- NUMBER OF SHARES 7 SOLE VOTING POWER 2,268,862 BENEFICIALLY --------------------------------------------------- OWNED BY EACH 8 SHARED VOTING POWER 16,099,012 REPORTING PERSON --------------------------------------------------- WITH 9 SOLE DISPOSITIVE POWER 2,268,862 --------------------------------------------------- 10 SHARED DISPOSITIVE POWER 16,099,012 - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 18,367,874 - ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [X] - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 33.2% - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! 4 CUSIP NO. 301907 30 9 13D PAGE 4 OF 7 PAGES - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Francis E. O'Donnell, Jr. - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - ------------------------------------------------------------------------------- NUMBER OF SHARES 7 SOLE VOTING POWER BENEFICIALLY --------------------------------------------------- OWNED BY EACH 8 SHARED VOTING POWER 18,111,388 REPORTING PERSON --------------------------------------------------- WITH 9 SOLE DISPOSITIVE POWER --------------------------------------------------- 10 SHARED DISPOSITIVE POWER 18,111,388 - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 18,111,388 - ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [X] - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 32.7% - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! 5 SECURITIES AND EXCHANGE COMMISSION SCHEDULE 13D Item 1. Security and Issuer. This statement relates to the Common Stock, $.01 par value per share ("Common Stock"), of Eye Technology, Inc. ("EyeTech"), and Common Stock issuable upon conversion of EyeTech's Series B Convertible Voting Preferred Stock, $.01 par value per share, of EyeTech. The address of EyeTech's principal executive offices is 16 South Market Street, Petersburg, Virginia 23803. Item 2. Identity and Background. Set forth below is information required by this Item with respect to each person filing this statement.
Item 2(d) or 2(e) Principal Occupation or Business Convictions, Judgments, Name and Address and Address Decrees, or Orders Citizenship ---------------- ----------- ------------------ ----------- Regent Court Technologies, Research and development None US a Partnership 16 South Market Street 16 South Market Street Petersburg, Virginia 23803 Petersburg, Virginia 23803 Jonnie R. Williams Eye Technology, Inc. See Note 1 below US 16 South Market Street 16 South Market Street Petersburg, Virginia 23803 Petersburg, Virginia 23803 Francis E. O'Donnell, Jr., MD Ophthalmologist None US 709 The Hamptons Lane 709 The Hamptons Lane Town & Country, Missouri 63017 Town & Country, Missouri 63017
Note 1: In January 1994, Mr. Williams entered into a consent decree with the Commission. Without admitting or denying any allegations, he agreed to pay disgorgement representing profits from trading in the securities of Spectra Pharmaceutical Services, Inc. and agreed to be enjoined from future violations of Sections 10(b) and 13(d) and Rules 10b-5 and 13d-2 of the Exchange Act. Item 3. Source and Amount of Funds or Other Consideration. Inapplicable. Item 4. Purpose of Transaction. On July 10, 1998, Regent Court Technologies, a Partnership, contributed to the capital of EyeTech 1,143 shares of Series B Convertible Preferred Stock held by the Partnership. (Page 5 of 7 Pages) 6 Item 5. Interest in Securities of the Issuer. (a) The information set forth in items 1, 11, and 13 of the second part of the cover page of this statement is incorporated herein by reference. (b) The information set forth in items 1 and 7-10 of the second part of the cover page of this statement is incorporated herein by reference. (c) Inapplicable. (d) Inapplicable. (e) Inapplicable. Item 6. Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer. Inapplicable. Item 7. Material to Be Filed as Exhibits. Inapplicable. (Page 6 of 7 Pages) 7 SIGNATURES After reasonable inquiry and to the best of their individual knowledge and belief, the signatories below certify that the information set forth in this statement is true, complete, and correct. The persons whose signatures appear below agrees that this statement on Amendment No. 3 to Schedule 13D is filed on behalf of each of them. Executed as of July 20, 1998. /s/ Jonnie R. Williams REGENT COURT TECHNOLOGIES, --------------------------------------- a Partnership Jonnie R. Williams /s/ Francis E. O'Donnell, Jr. By: /s/ Jonnie R. Williams -------------------------------------- ------------------------------ Francis E. O'Donnell, Jr. Name: Jonnie R. Williams Title: Partner By: /s/ Francis E. O'Donnell, Jr. ------------------------------ Name: Francis E. O'Donnell, Jr. Title: Partner (Page 7 of 7 Pages) -----END PRIVACY-ENHANCED MESSAGE-----